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Compliance Monitoring Officer

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Michael Page 45000.00 British Pound . GBP Per annum

2021-12-03 07:44:45

Job location Chester, Cheshire, United Kingdom

Job type: fulltime

Job industry: Other

Job description

Our client are a growing financial services firm.

Job Description
The Compliance Monitoring Officer will be responsible for :

  • Assist in the identification of all Compliance risks to which the business is exposed and help maintain and update the Compliance Risk Register for the bank.
  • Assist the Compliance and Risk Manager with Compliance Monitoring Programme with the production of time-bound compliance monitoring reports to the Regulatory Compliance Committees in line with the schedule.
  • Follow up, implement and deliver any approved recommendations with stakeholders / affected business units.
  • Assist with reviewing compliance-related policy letters, policy statements and procedures in-line with corporate standards and guidelines.
  • Assist with the preparation of the input into the monthly data packs to be submitted to the Regulatory Compliance Committees following completion of compliance monitoring reports.
The Successful Applicant
The Compliance Monitoring Officer should have the following skills:
  • Good technical knowledge of retail financial services products
  • Demonstrable knowledge of the regulatory environment and associated risks in a financial services environment.
  • Good technical knowledge o the Consumer Credit Act, Key FCA and PRA rules and requirements,
  • Insurance, Marketing, financial promotions and complaints handling processes.
  • Strong oral and written communication skills
  • Detail conscious individual, with a high level of diplomacy and integrity
What's on Offer
Salary of £30,000 -£45,000 plus attractive benefits package.

Contact
Karen O'Neill

Quote job ref
JN-102385

Phone number

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