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Communication Surveillance Analyst

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Eximius Finance 70000.00 British Pound . GBP Per annum

2021-12-03 09:03:24

Job location Barkingside, Greater London, United Kingdom

Job type: fulltime

Job industry: Legal

Job description

Financial Markets Monitoring/Surveillance knowledge:

  • Good knowledge of surveillance policies and procedures.
  • In-depth understanding of MAR and its application to Financial Market products
  • Experience in driving critical statutory and regulatory processes for financial markets.

Financial Markets knowledge:

  • Knowledge of business processes from front to back office, inclusive of finance, middle office, risk management and treasury.
  • Regulatory investigations and complex market misconduct analysis.
  • CISI UK Financial Regulation & Securities Certificate preferable.

Technical skills:

  • Exposure to eCommunication & trade surveillance technologies with previous BTCA experience strongly preferred.
  • Strong testing experience and understanding of the Software Development Life Cycle
  • Exposure to trading and risk management System and emerging Technologies. e.g. Broadway, IDD, Calypso, & DCPK

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