Please scroll down, To apply

Compliance Advisory Manager

hiring now

Barclay Simpson, EA Licence No: 11S4540

2021-12-03 08:52:28

salary: 75000.00 British Pound . GBP Annual

Job location Barkingside, Greater London, United Kingdom

Job type: fulltime

Job industry: Legal

Job description

My client is a global investment bank based in Canary Wharf. They employ a hybrid 3/2 working model.

They are looking to hire a surveillance officer to join a newly formed advisory function overseeing the surveillance business to identify risks, advise on policies and procedures, review of controls, control demises that need to be got rid of, review of MI, participate in surveillance governance.

This is an exciting role for a surveillance officer who is looking to take the next step in their career into an advisory function.

To apply for this role, you must have an understanding of global banking and markets, sales and trading compliance advisory or surveillance experience.

You must have a sound understanding of MIFID, MAR and the FCA handbook relative to global banking markets products.

If you are interested and would like to learn more about the opportunity, please drop me a line with your CV

Inform a friend!

Top