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Compliance Analyst

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Michael Page 50000.00 British Pound . GBP Per annum

2021-12-03 07:50:15

Job location Barkingside, Greater London, United Kingdom

Job type: all

Job industry: I.T. & Communications

Job description

Our client are a leading UK Investment Management Firm.

Job Description
The Compliance Analyst who will work as part of a growing team will be responsible for:

  • Defining the compliance governance framework
  • Assisting with the Compliance Monitoring framework
  • Understanding the Charles River compliance capabilities and how it will be used by the compliance function.
  • Identifying and interpret the existing compliance regulatory rules and objectives required for all portfolios to be onboarded into Charles River
  • Developing the testing approach including targeted metrics and scenarios and execute testing of the coded compliance rules and controls.
  • Becoming the "super user" of Charles River for compliance and the "go to" person for usage and functionality. Provide post live support for the compliance function and maintain system rule accuracy and controls.
The Successful Applicant
The Compliance Analyst should have the following skills:
  • Law degree or related Finance degree
  • Understanding and experience of asset management principles.
  • Existing working knowledge of the FCA COLL and related sourcebook rules. •
  • Project skills including governance, reporting and delivery. •
  • Good analytical skills and ability to challenge assumptions.
  • Good IT or compliance Systems knowledge
What's on Offer
Salary of £45,000 -£50,000 plus attractive benefits package including

10% pension

25 days holidays

Discretionary bonus

Hybrid working

Contact
Karen O'Neill

Quote job ref
JN-112643

Phone number

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