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Compliance Officer - AVP (hybrid working)

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Michael Page 70000.00 British Pound . GBP Per annum

2021-12-03 09:00:32

Job location Barkingside, Greater London, United Kingdom

Job type: fulltime

Job industry: Other

Job description

Our client are a leading global financial services company with offices head-quartered in London.

Job Description
The Compliance Officer - AVP will be responsible for:

  • Further develop and enhance the enterprise-wide compliance framework and actively monitor and maintain compliance with its regulatory requirements
  • Ensure that potential issues identified through compliance testing are investigated and reported, with mitigation plans put in place for timely resolution
  • Ensure the consistency of the compliance programme with Group compliance policies and procedures.
  • Formulate, deliver and review the compliance policies in accordance with regulatory and legal obligations
  • Work closely and cooperatively with the business, to ensure that all business, operational and technology areas have a clear understanding and ownership of their compliance obligations
  • Assist in developing and enhancing the business in a legally-compliant manner
  • Provide support and training for the business on compliance obligations as necessary
The Successful Applicant
The Compliance Officer - AVP will be responsible for:
  • Good level experience of working in compliance within Financial Services (3-5 years)
  • Knowledge of and practical experience of existing UK compliance requirements is essential, especially around testing of controls and procedures.
  • Experience and technical ability to develop into an SME in one or more of the following areas is highly desirable: clearing compliance, operational resilience, governance, market abuse
  • Knowledge and practical experience of the FCA Handbook
What's on Offer
Salary of £55k -£70k plus attractive benefits and bonus

Contact
Karen O'Neill

Quote job ref
JN-112573

Phone number

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