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Compliance Surveillance Manager - AML/ MAR - Banking

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Michael Rothstein Ltd

2021-12-04 04:30:03

salary: 90000.00 British Pound . GBP Annual

Job location Barkingside, Greater London, United Kingdom

Job type: fulltime

Job industry: Legal

Job description

Compliance Surveillance Manager - AML/ MAR - Banking

Excellent opportunity for a Compliance Officer to join one of the world's leading banks in a senior role, working in the Advisory and Oversight department.

Financial Services background ideal.

  • Conduct daily monitoring and surveillance of trading activity - (BTCA and Global ATS)
  • Report on potential incidents of market abuse, money laundering and suspicious transactions. (MAR and AML)
  • Create risk assessments in line with Regulatory Change.
  • Working with the Financial Crime Team.
  • Knowledge of asset classes including: Fixed Income, Equities and Commodities preferred.
  • Experience of trade and communications surveillance desired.
  • Knowledge of trading systems an advantage (Bloomberg, Reuters).

Interested? Please apply in!

Bank Banking Challenger Bank Private Bank Investment Banking Compliance Derivatives Equities FX MAR EMIR SFTR Bloomberg Credit Risk

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