Controls Assurance SOX

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Job description

Controls Assurance SOX to join a global investment and corporate bank, based in London

Job Description
The Controls Assurance SOX AVP will:• Conduct SOx Design Effectiveness Assessments (DEA) which includes documenting the walkthrough meetings and procedures

• Conduct SOx Operating Effectiveness Testing (OET) which includes preparing a detailed request list, selecting appropriate samples for testing and executing the testing in line with SOx Methodology

• Identifying and communicating any deficiencies and following up with control owners to ensure deficiencies are resolved in a timely manner

• Assess the impact of control weaknesses on financial reporting and raise issues

• Review and monitor progress of remediation plans for SOx related issues

The Successful Applicant

For the Controls Assurance AVP the following is required:

Experience in Finance and/or Auditing, preferably in Financial Services

• Experienced in identifying, documenting and testing controls

• Good understanding of SOx requirements and the COSO framework and its application to internal controls over financial reporting

• Ability to understand, implement and drive improvements to a risk & control framework Desirable skills/Preferred Qualifications:

• Strong understanding of internal controls and governance including knowledge of financial accounting and products, control governance and SOx

• Execution and delivery-focused, able to drive a process forward effectively and efficiently in a timely manner; able to effectively challenge current processes and develop recommendations

What's on Offer
£650 per day PAYE

London based role

Banking client

Contact
Eithne Hynes

Quote job ref
JN-082231

Phone number