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Head of Compliance Markets

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Selby Jennings 120000.00 British Pound . GBP Per annum

2021-12-03 09:01:59

Job location Barkingside, Greater London, United Kingdom

Job type: fulltime

Job industry: Legal

Job description

The Regulation department works to protect the integrity of the markets, mitigating risks to the marketplace and enforcing rules to protect participants.

Responsibilities

  • lead a team of compliance and surveillance analysts, investigators, technologists and data professionals;
  • monitor and identify emerging regulatory, market and technological trends and best practices across the industry;
  • oversee risk assessment and controls framework design and operation;
  • provide guidance and oversight for investigations;
  • manage regulatory interactions relating to market abuse and financial crime controls;
  • develop and improve regulatory and compliance data and analytics capabilities, including deployment of advanced analytical techniques, and use of technology to drive efficiency improvements.

Knowledge/Experience

  • Relevant industry qualifications.
  • Experienced senior manager.
  • Experienced liaising with other senior members of the management team and regulators.
  • Extensive commodity and financial markets, regulatory expertise.
  • Experience dealing with complex technology systems
  • Experience with assessing, implementing and optimising market abuse/Financial Crime controls.

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