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Head of Compliance & MLRO

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Taylor Root

2021-12-03 13:34:42

Job location Barkingside, Greater London, United Kingdom

Job type: fulltime

Job industry: Other

Job description

We're looking for a candidate to fill this position in an exciting company.



  • Handle FATCA/CRS reporting's and self-certification requests
  • Maintain and update Compliance & AML policies
  • Work together with global Compliance team on Group Compliance topics
  • Maintain and update Compliance Monitoring Program and perform Compliance tests
  • Perform KYC checks
  • Draft regular Compliance and MLRO reports
  • Conduct Compliance and AML risk assessments
  • Develop a regulatory training schedule for staff and deliver staff updates when required, in conjunction with the Group Compliance team
  • Provide advice and support on Compliance related topics to the business
  • Work on regulatory changes projects
  • Assist with KYC queries from counterparties
  • Act as liaison with FCA and other relevant regulatory & enforcement bodies as appropriate and with Internal and External Audit

  • Proven track record within Compliance gained within real estate asset management, compliance consultancy or FCA
  • Ability to implement solutions to address regulatory requirements
  • Sound knowledge of the FCA handbook
  • Experience of Compliance monitoring
  • Degree educated, ideally in law or accounting (or equivalent)
  • Understanding of corporate legal matters is of advantage
  • Excellent oral and written communication skills

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