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Investment Monitoring Analyst

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Meraki Talent

2021-12-03 12:38:08

Job location Barkingside, Greater London, United Kingdom

Job type: fulltime

Job industry: Banking & Financial Services

Job description

The role would suit someone who has started a role within investment compliance but would like to learn and develop their knowledge of asset management.

The successful candidate will ensure that all funds are managed according to client, regulatory and internal risk management guidelines. You will develop a good understanding of market trade compliance as well as the investment process.

Duties of the Investment Monitoring Analyst:

  • Ensuring the monitoring of all IMA/Regulatory/client guidelines for funds are captured in Charles River and MIG21 (where applicable)
  • Liaising with relevant business areas to agree and maintain timetables for specific desk reviews of current guidelines.
  • Maintaining an open and effective dialogue with Fund Managers in relation to monitoring issues, reporting, and client changes.
  • Timely and complete production and distribution of breach reports


Background of the Investment Monitoring Analyst:
  • Experience within trade compliance, investment compliance or mandate compliance
  • Asset Management experience is essential
  • Professional qualification would be an advantage

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