Please scroll down, To apply

Senior Compliance Associate - Banking

hiring now

Michael Rothstein Ltd

2021-12-03 07:35:20

salary: 75000.00 British Pound . GBP Annual

Job location Barkingside, Greater London, United Kingdom

Job type: fulltime

Job industry: Accounting

Job Contact: Will Buckner

Job description

Senior Compliance Associate - Banking

Excellent opportunity for a Compliance Associate to join one of the world's leading banks, reporting to the European Head of Compliance.

Financial Services background essential.

  • Ideal for an individual informed on regulations, booking models, and registration related questions.
  • Demonstrated experience of implementing risk assessment processes through Monitoring to Testing.
  • Front Office advisory experience required.
  • The successful candidate will have good product knowledge of Cash Equities, Equity Derivatives, Structured Products, Rates, FX and Precious Metals.
  • Thorough knowledge of key legislation, regulation and industry codes such as; MAR/MiFDII, EMIR, SFTR necessary.

Interested? Please apply in!

Bank Banking Investment Banking Compliance Capital Markets Derivatives Equities FX MAR EMIR SFTR Bloomberg Credit Risk

Inform a friend!

Top