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Trade Surveillance Analyst

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Danos Consulting 65000.00 British Pound . GBP Per annum

2021-12-03 07:43:39

Job location Barkingside, Greater London, United Kingdom

Job type: fulltime

Job industry: Legal

Job description

Key Responsibilities

  • Act as a Subject Matter and Technical Expert in the performance of trade surveillance monitoring across a range of products including FX, Derivatives and Equites.
  • Carry out surveillance and monitoring work identifying and escalating financial crime, market abuse or manipulation breaches by clients or staff.
  • Perform deep dive transactional reviews and be able to identify potential market abuse, insider trading and market conduct breaches.
  • Work closely with and supporting senior management in the identification and mitigation of key risks.
  • Suggest and collaborate with senior management on new processes for identifying and monitoring Compliance and Conduct Risk.

Key Experience

  • 4 years + experience in compliance surveillance.
  • Experience in compliance surveillance within an investment bank.
  • Sound knowledge of Credit, Equities and Derivative products.
  • Good knowledge of regulations including MAR, MiFID II, Volker and Dodd Frank and FCA handbook.
  • Knowledge of Market conduct risk.
  • Analytical or Legal Degree

Please reach out Danos Consulting for further details. Katherine

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