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Investment Executive

hiring now

Page Personnel - UK

2021-12-03 08:54:40

Job location London, Greater London, United Kingdom

Job type: fulltime

Job industry: Banking & Financial Services

Job description

This is a chance to join an exciting Stockbroking and Investment Firm
This role offers a competitive salary and bonus package.
About Our Client

My Client is a national Stockbroking and Investment Firm.

Job Description

The Key Responsibilities for this role are to:

Research new investment ideas and/or written articles to collate and sent to the wider Investment
team for wider team support
Assist with pitching documents for existing and potential clients
Maintain up to date knowledge on corporate actions in order to produce and distribute corporate action
letters for Investment Managers
Assist with the on boarding of new clients, through the collating of data and documents interlinking
with the administration of new accounts
Create and form investment schedules in addition to supporting client documentation
Uphold client service standard levels, by actioning and monitoring internal and external queries via the
telephone and email
Support Investment Managers closely with processing trades and supporting with ongoing development
of client relationships
Report and remain aware of any risks which may be detrimental to clients or to the firm's reputation,
which arise from inadequate procedures, systems or data handling
Maintain a 'TCF' culture (Treating Customers Fairly) in respect of all the six outcomes
Ensure compliance with FCA requirements, the firm's Branch Manual, Code of Conduct policies and T&C
framework
The Successful Applicant

The Successful Candidate will:

Be educated to a minimum of A/Level qualifications, including a Maths and English GCSE at C or above
Have achieved industry level qualifications (IOC qualifications desirable)
Have experience of working in a regulated environment or financial services is preferred.
Have good understanding of Capital Gains Tax, corporate actions and operational procedures relating to
investments
Have knowledge of Microsoft Office Applications (Intermediate level)
Have the ability to adapt, innovate and analyse complex information
Have good attention to detail and proven accuracy skills
What's on Offer

This role offers a competitive salary and bonus package.

Contact
Phil Morgan
Quote job ref
JN-112546
Phone number

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