Assistant Market Leader

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Job description

Job Description

Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application.

At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Wealth & Investment Management, or WIM, is one of the United States' leading providers of financial and investment services. WIM provides a full range of personalized wealth management, investment, and retirement products and services to meet clients' unique needs and help them achieve financial goals. Our mission is to help clients pursue their financial goals with confidence. We accomplish this by:

• Building enduring client relationships through sound, thoughtful, and objective advice
• Developing individualized plans for clients to help meet their financial objectives
• Helping clients build, manage, preserve, and transition their financial resources and wealth

WIM serves clients through the following businesses:

• Wells Fargo Private Bank serves high-net-worth individuals and families.
• Wells Fargo Advisors provides investment advice and guidance to clients through more than 13,200 full-service financial advisors and referrals from more than 5,450 licensed bankers.
• Wells Fargo Asset Management brings together a strategic balance of investment capabilities to serve the investment needs of institutions, financial advisors, and individuals worldwide.

Through Wells Fargo Private Bank, WIM is also a leading provider of trust, investment, and fiduciary services, including personal trust services and a number of specialized wealth services designed to meet the diverse needs of high-net-worth clients.

Assist the Market Manager in the management of a PCG metropolitan market. Responsibilities include recruiting, local marketing, market planning, team development, administration, compliance, and operations functions within the market in partnership with or on behalf of the Market Manager. Will recruit, coach, mentor, and assist in training Financial Advisors (FAs). Will work with the Market Manager to market and promote the firm's image in the local community, develop the market business plan, look for opportunities to grow the market share and assist with the management of the market profit and loss spreadsheet. Drives various productivity, expense and other initiatives. Must possess a comprehensive understanding of firm policies and procedures, brokerage operations principles and governing bodies regulatory roles and regulations. Develops relationships with key FAs and works to minimize FA attrition.

Required Qualifications

• 5+ years of financial services experience
• 3+ years of branch operations experience
• 3+ years of leadership experience
• Successfully completed FINRA Series 7 and 63 (or 66) exams to qualify for immediate registration (or FINRA recognized equivalents)
• Successfully completed FINRA Series 9/10 exams to qualify for immediate registration (or FINRA recognized equivalents)

Other Desired Qualifications

• Leadership or management experience including mentoring, coaching, and influencing. Strong verbal, written and interpersonal skills with the ability to interact with all levels of the organization.

Job Expectations

• For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required
• Persons who have FINRA Series 24 must successfully complete series registration for FINRA Series 9/10 within 90 days of hire date if it is not available for transfer upon hire.
• Registration for FINRA Series 66 (or 63 and 65) must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance
• Designated insurance license requirements must be completed within 90 days of hire date. Compliance with state law requirements is required.
• Ability to travel up to 25% of the time

Street Address

CA-LA-Westwood: 10877 Wilshire Blvd - Los Angeles, CA

Disclaimer

All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.



Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Benefits Summary

Benefits

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