Investment Processor & Analyst - Newport Beach

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Job description

We are a successful, fast-paced Financial Services Wealth Management firm looking for our next great team member to join our IPS Associate. If the idea of making a significant contribution to a team who serves high-net worth clients excites you and you have a growth and abundance-mindset to work within the context of a small, collaborative team, please continue reading. The Investment Processor & Analyst will serve as a point of contact for potential and established wealth management clients, acting as a liaison between our broker-dealer, our Wealth Management Advisors and our clients.

The Investment Processor & Analyst recommends investment portfolio options based upon a comprehensive financial plan, educates clients about advisory-related products, executes trades, and directly services client investment accounts. This is primarily an analytical and client service-oriented role, not a selling role. Our ideal candidate is a team player, process-oriented and highly tech savvy.

Applying candidates should have the ability to:

• Work efficiently on account acquisition tasks (i.e. account establishment, account transfers, account trading, etc.)
• Work efficiently on ongoing client services and interaction (i.e. money movement, title changes, etc.)
• Apply statistical concepts to portfolio construction and wealth management; demonstrate how to construct an efficient household portfolio, analyze how investment features help clients meet spending goals and analyze the impact of the economic environment on financial markets.
• Analyze fixed-income instruments, equity instruments, diversified securities and other financial instruments.
• Maintain strong compliance documentation related to research, trading and client interaction
• Collaboration w/ Wealth Management Advisors on strategies for risk/wealth management
• Relationship Management & Client Interaction: prepare ongoing client review meetings, highly responsive to investment clients' calls & inquires, and proactively reaching out to investment clients for appropriate information when needed.

Qualifications:

• Bachelor's Degree (required) in Economics or Business, preferred
• Minimum of 3 years of full-time experience in the financial services/wealth management field
• Series 7/63 licensed.
• Expectation of obtaining a CFP® designation within two years of hire
• Experience & Advanced Knowledge Required: Advanced Microsoft Excel and Microsoft Dynamics, Netx360, Envestnet/Env2 (including trading), NaviPlan (or similar planning/modeling software), Morningstar and Folio Dynamix
• Efficient in: Outlook, Google Calendar, Excellent verbal and written communication

Compensation and Benefits:

• Base Salary: $70,000-$100,000, commensurate with experience and licensing
• Annual Bonus Potential
• Eligible after 30 days: Health, dental and Vision Insurance
• Eligible after 90 days: Long-Term Disability Insurance
• 401 (k), PTO, Vacation, Paid Holidays and Parking