Compliance Coordinator

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Job description

JOB SCOPE:

The Compliance Coordinator will provide support to the legal and compliance business operations team to ensure the company is in compliance with its outside regulatory and legal requirements as well as internal policies.

MAJOR JOB DUTIES:

To perform this job successfully, an individual must be able to perform each major duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

· Assist in the development, implementation, and enforcement of the company's compliance and vendor management programs

· Proactive in understanding changing regulations, laws, and best practices, as they apply to the business and industry

· Conduct regular internal and external audits to ensure that compliance procedures are followed

· Identify compliance issues that require follow-up or investigation

· Review regulatory resources (bulletins, trade journals, news publications, websites, etc.) in order to stay current

· Investigate and consult with others to identify root causes of non-compliance events

· Provide guidance and recommendations on corrective actions or risk mitigation strategies and ensure proper implementation

· Attend related conferences and training sessions, networking with industry peers.

· Assist with drafting written policies and procedures related to compliance activities

· Maintain documentation of compliance activities, such as complaints received or investigation outcomes

MINIMUM EDUCATION:

Bachelor's degree

MINIMUM EXPERIENCE AND SKILLS:

Ability to listen effectively and communicate complex issues

Strong interpersonal skills

Ability to work effectively under pressure

Problem-solving ability

Knowledge of regulatory and legislative policy and procedures for the financial sector

Knowledge of risk and credit management in the financial sector

Strong quantitative analysis skills

Proactive and goal-orientated by nature

Application of High Ethical Standards: Personal integrity and a sense of ethics

XYZ is more than just a place to work. It's an organization that values creativity, innovative thinking, and diversity. We offer a great opportunity to work alongside highly intelligent and motivated people in a dynamic environment. XYZ is proud to be an Equal Opportunity Employer, M/F/D/V.

PI