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Assistant General Counsel

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DTCC

2021-12-03 08:53:32

Job location Tampa, Florida, United States

Job type: fulltime

Job industry: Legal

Job description

Are you ready to explore a world of possibilities?
Join our DTCC family, and you'll grow your expertise and become the best version of you. As you embark on a new journey, you'll be supported and surrounded by other professionals as you learn new skills, advance your career, and see the impact of your efforts every day.
About this Opportunity
This attorney will be a member of DTCC Legal group. We focus on providing legal and regulatory advice and guidance to DTCC's clearing agency subsidiaries.
What You'll Do

Handle membership on-boarding for the clearing agencies, including reviewing U.S. and non-U.S. legal opinions.
Prepare non-U.S. registrations as needed by the clearing agencies; responsibility for ongoing monitoring of regulatory requirements of non-U.S. registrations.
Prepare and submit SEC rule filings for the clearing agencies.
Provide legal and regulatory advice in the development and structuring of new business initiatives for the clearing agencies; provide legal and regulatory advice on risk issues.
Support audit and regulatory examinations relating to the clearing agencies.
Support relationship with the U.S. Securities and Exchange Commission and the Federal Reserve regarding the DTCC clearing agencies.
Handle other legal matters or ad hoc projects as required by senior members of the Legal team.
Mitigates risk by following established procedures, spotting key errors, and demonstrating strong ethical behavior.

** NOTE: Responsibilities of this role are not limited to the details above. **
Sound Like You?

Minimum of 8 years of related experience
JD and current U.S. bar admission

Additional Qualifications

Experience as a practicing lawyer, gained in private practice/a multifaceted in-house legal team
A self-starter that finds opportunities to collaborate with colleagues and partners
Excellent legal savvy, communication and stakeholder management skills
Experience with analyzing sophisticated issues, exercising judgement, applying critical thinking to tackle problems and recommending practical customer-focused solutions
Ability to embrace an agile way of working and manage the demands of a fast-paced environment

We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

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