Senior Auditor

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Job description

Are you ready to explore a world of possibilities?
Join our DTCC family, and you'll grow your expertise and become the best version of you. As you embark on a new journey, you'll be supported and surrounded by other professionals as you learn new skills, advance your career, and see the impact of your efforts every day.
Pay and Benefits:

Competitive compensation, including base pay and annual incentive
Comprehensive health and life insurance and well-being benefits, based on location
Retirement benefits
Paid Time Off and other leave of absence
Sign on bonus for this role
Flexible/Hybrid Work Arrangements

Why you'll love this job:
Being an member of the Internal Audit Team, the Senior Auditor position is predominantly focused on leading integrated audit projects covering Finance, Legal, Compliance, and Human Resources supporting all phases of the audit lifecycle under the guidance of a Team Leader and by managing and directing the daily activities of individuals assigned to work on those audit projects.
What You'll Do

Leads audits with limited supervision from Audit Managers and Team Leads to completion within defined time periods and budgets.
During audit engagements, responsible for leading a team of auditors and providing guidance, delegation, and feedback.
Independently identifies key business process and IT controls and assesses their design and operating effectiveness.
Coordinates and manages interactions with cross-geographical teams.
Systematically tests and evaluates controls to verify efficiency and effectiveness of operations, reliability of information, and compliance with applicable regulations
Differentiates and articulates issues based on the severity of the risk to the organization or area.
Communicates findings and recommendations to management.
Prepares well written audit report drafts.
Validates the remediation of issues and their corresponding corrective actions.
Identifies internal control standard methodologies and promotes their adoption across the enterprise.
Establishes working relationships with stakeholders in the businesses or functions covered.
Contributes to the development and execution of a continuous monitoring program for the businesses or functions covered.
Assists the Team Leader with annual risk assessment and audit planning.
Mitigates risk by following established procedures and monitoring controls, spotting key errors and demonstrating strong ethical behavior.

**NOTE: Responsibilities of this role are not limited to the details above. **
Sound Like You?

Minimum of 5 years of related experience
Bachelor's degree preferred with Masters or equivalent experience

Additional Qualifications

Previous internal or external experience with auditing financial services organizations is preferred.
Certifications related to the candidate's coverage responsibilities are beneficial, but not required, such as Certified Public Accountant.

Who We Are:
DTCC is the heart of the post-trade market infrastructure for the global financial services industry. From 21 locations all over the world, DTCC, through its subsidiaries, automates, centralizes and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. In 2020, DTCC's subsidiaries processed securities transactions valued at more than U.S. $2.3 quadrillion.
We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.