WIM LOB Financial Crimes Program Associate

Job description

Job Description

Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application.

At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Wealth & Investment Management, or WIM, is one of the United States' leading providers of financial and investment services. WIM provides a full range of personalized wealth management, investment, and retirement products and services to meet clients' unique needs and help them achieve financial goals. Our mission is to help clients pursue their financial goals with confidence. We accomplish this by:

• Building enduring client relationships through sound, thoughtful, and objective advice
• Developing individualized plans for clients to help meet their financial objectives
• Helping clients build, manage, preserve, and transition their financial resources and wealth

WIM serves clients through the following businesses:

• Wells Fargo Private Bank serves high-net-worth individuals and families.
• Wells Fargo Advisors provides investment advice and guidance to clients through more than 13,200 full-service financial advisors and referrals from more than 5,450 licensed bankers.
• Wells Fargo Asset Management brings together a strategic balance of investment capabilities to serve the investment needs of institutions, financial advisors, and individuals worldwide.

Through Wells Fargo Private Bank, WIM is also a leading provider of trust, investment, and fiduciary services, including personal trust services and a number of specialized wealth services designed to meet the diverse needs of high-net-worth clients.

As part of the front-line WIM Operations organization, WIM Financial Crimes (WIM FC) is responsible for ensuring WIM businesses are in compliance with all applicable laws, regulations, and corporate policies related to Anti-Money Laundering (AML), Bank Secrecy Act, International Economic Sanctions, and Anti-Bribery and Corruption. WIM FC ensures Financial Crimes controls are effectively designed and executed in line with WIM and Wells Fargo's risk tolerance.

WIM FC has an exciting opportunity to join its Line of Business (LOB) Financial Crimes program team. The Due Diligence Associate role is responsible for ensuring WIM lines of business are compliant with law, regulation and corporate policy requirements. Specific responsibilities include: Coordination and execution of AML risk assessments, development and oversight of applicable procedures, WIM LOB Audit, Exam and Testing coordination and support, issue management support, financial crimes client exit management, negative news dispositions and decisioning, amongst other business as usual program requirements.

• 2+ years of risk management experience in one or a combination of the following: risk management, client service, operations support, or business process management demonstrated through work or military; or 2+ years of financial services industry experience and a BS/BA degree or higher in business or any above-mentioned discipline

• Ability to articulate complex concepts in a clear manner
• Ability to interact with all levels of an organization
• Advanced Microsoft Office skills
• Excellent verbal, written, and interpersonal communication skills
• Strong analytical skills with high attention to detail and accuracy

• Certified Anti-Money laundering Specialist (CAMS) - will sponsor qualified candidates for certification
• Experience with Trust Services product offering

• Ability to travel up to 10% of the time

The salary range displayed below is based on a Full-time 40 hour a week schedule.

MO-Saint Louis: Min: $54,000 Mid: $75,000 Max: $96,000
NC-Charlotte: Min: $54,000 Mid: $75,000 Max: $96,000
MN-Minneapolis: Min: $54,000 Mid: $75,000 Max: $96,000

All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.



Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Benefits

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