Senior Internal Audit Manager - Capital Planning

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Job description

RESPONSIBILITIES:

Kforce has a client in NYC that is seeking a Senior Internal Audit Manager - Capital Planning. This firm offers fantastic benefits with opportunity to advance along with a competitive compensation package including year-end bonus. In this role, the Senior Internal Audit Manager will lead work on Capital Planning audits with focus on Capital Management, Adequacy and Governance. Responsibilities:

• Senior Internal Audit Manager will be the Auditor in Charge for capital planning audits, who will lead capital planning audits including all aspects of the audit cycle from planning through reporting, within established budgets and delivery dates
• Work with audit teams to conclude on evaluation of the adequacy of design and effectiveness of key controls and potential business concerns
• Identifying control gaps through audit assurance activities (i.e., audits or continuous monitoring), and assist Audit Coverage Manager in writing identified gaps, root causes and communicating to the Firm's senior stakeholders and Audit's senior management
• The Senior Internal Audit Manager will issue monitoring, closure verification, and escalation of any concerns for such remediation to address control deficiencies
• Maintain ongoing communication with business management to follow-up on previously identified audit issues
• As a Senior Internal Audit Manager, you will build credible relationships and interaction with Senior Management within Internal Audit and the Firm, and able to leverage such to effectively conduct continuous monitoring activities to identify emerging risks, impacts, and any potential control gaps

Job Requirements:

REQUIREMENTS:

• College degree (4-year) in a business discipline (e.g., Finance, Economics, Accounting); Master's in Finance or Risk (desirable)
• CPA, CIA, PRM, and /or FRM qualifications (desirable)
• 7+ years of external or internal auditing experience of a global financial institution(s) related to capital planning (e.g., CCAR/DFAST/Basel); Banking Holding Company or G-SIBs a plus
• General knowledge of capital market and banking activities, products, and regulatory/compliance requirements for all business
• Strong project management skills, ability to lead integrated teams across audit engagements
• Proficient understanding of the regulatory environment, and regulatory capital rules, with respect to the Federal Reserve Bank, the SEC, and OCC
• Strong analytical, interpersonal, communication and writing skills
• Experienced in collaborating across various audit teams to deliver a cohesive message and audit findings
• Ability to think critically in identification of significant risks to capital planning, develop innovative ideas for audit scoping and testing approaches
• Able to identify and summarize audit issues
• Highly motivated, able to multi-task, work independently and resolve challenging issues
• Prior experience communicating with Regulators and senior management (desirable)

Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.