Compliance Monitoring Officer (Regulatory Compliance)

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Job description

• Conduct and execute Bank wide risk based Compliance Monitoring Plan for Regulatory Compliance
• Provide support when needed in order to conduct and execute the Compliance Monitoring Plan for Financial Crime
• Maintain and update Bank wide risk based Compliance Monitoring Plan and suggest additions and amendments as required
• Develop management information for all monitoring tests and reports
• Conduct transactional surveillance across business lines and support areas
• Conduct cyclical thematic monitoring reviews across business lines and support areas
• Conduct periodic business / desk reviews as required
• Proactive and timely escalation of issues with supporting information.
• Ensure timely resolution of outstanding issues
• Some planning and coordination of monitoring oversight of new EU subsidiary.
• Act as subject matter expert across the Bank for all compliance monitoring issues
• Support branch and representative office activities and local compliance officers on relevant monitoring issues
• Help to develop, review, update and communicate Compliance Policies and Procedures, with specific emphasis on monitoring, to enable the Business and the Bank to comply with all applicable regulations and requirements and operate within the Bank's Risk Appetite
• Assist with any compliance monitoring specific investigations on behalf of regulatory and other competent authorities and Senior Management of the Bank
• Participate in, and attend, relevant seminars or forums at the direction of management.
• Participate in key projects and programs which develop and enhance the overall monitoring capability of ABCIB Compliance.
• To promote a bank wide 'culture' of Compliance centered on awareness and understanding of Compliance risks and responsibilities consistent with expectations of the Board and regulatory authorities.