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Interim SMF16

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Michael Page 700.00 British Pound . GBP Per day

2021-12-03 07:44:42

Job location Barkingside, Greater London, United Kingdom

Job type: fulltime

Job industry: Other

Job description

London based Macro Quant Hedge Fund.

Job Description

    1. Review and update all relevant compliance policies
    2. Implementation of policies and procedures whilst providing effective communication to the wider business.
    3. Taking responsibility for Governance, systems, controls and Management information
    4. AML and MLRO support work
  1. Onboard world check online tool
  2. Build an AML and MLRO file that sits with compliance


iii. Be the point of contact for our fund administrators - on all AML matters (supporting sm17 in this)
    1. Oversight and advice on Marketing materials, marketing passports and investor type review
  1. Ability to review marketing documents
  2. Review of investor / client categorisation


iii. Review and check on reverse enquiries
  1. Review sanctions and AML status of investors as oversight to administrators
    1. Internal staff training on bespoke policies
    2. Outsourcing/3rd party /vendor review
    3. Conflicts of interest
  1. Management and support over firm wide conflicts register
  2. Communicating to all staff on conflicts reporting and procedures on
        1. Outside business interest
        2. Gifts and entertainment
        3. PA dealing
    1. Research compliance under Mifid II


The Successful Applicant
The successful candidate will have recent experience in a senior compliance function and may have previously held the title of SMF16. The candidate will have likely come from another Hedge Fund or similar buy side organisation.

What's on Offer
Integral role within a well regarded Macro Quant HF based in London. The compliance consultant will have the opportunity to influence the direction of the firms compliance standards across the firm.

Contact
Michael Cunningham

Quote job ref
JN-102986

Phone number

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