Portfolio Management Senior Associate (Palo Alto, CA)

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Job description

Job Description:

Summary of Position:

The Portfolio Management Senior Associate (PMSA) is a specialist role that has primary responsibility for assisting the Portfolio Managers in providing integrated investment advice and portfolio management services. PMSAs are investment product experts who act as an additional point of contact for clients and/or as a backup for client-facing Portfolio Managers.

The PMSA will coordinate the internal delivery of investment services through the appropriate channels within the CIO groups. Additionally, PMSAs will seek out new business opportunities from existing books of business and assist other service associates as needed.

Responsibilities:

• In addition to the ability to deliver generalist support, part of the Client Team actively supporting Portfolio Managers to meet clients' trust needs and expectations
• Support Portfolio Manager with portfolio composition analysis and in achieving asset allocation monitoring, investment policy statement quality and completeness
• Responsible for:
  • Client Presentations (i.e. Asset Allocation and Performance Reporting)
  • Investment Policy Statement Create, Update & Affirm
  • Trading
  • Account Re-balancing
  • Daily Monitoring (Non-Policy / BAC / Client-Directed Sale, etc.)
  • Compliance clean-ups
  • Reg. 9
  • Asset Allocation Monitoring, Portfolio Analysis and Stochastic Modeling
  • Idea Generation
  • Market & Platform Research
  • Administrative dues as required
  • Ensuring management of concentration documentation
• Assist in developing and/or delivering solution specific investment proposals
• Proactivity identify deepening opportunities while performing existing responsibilities and engaging in meaningful interactions
• Leverage experience and deep expertise to manage and/or execute client investment transactions
• Participate in Client Management Process (CMP) activities including supporting delivering a branded client experience and meaningful interactions
• Coordinate with Client Teams and partner to deliver an integrated service to the client and identify and resolve issues in an effective and timely manner
• ​Ensure adherence to all internal policies and compliance to legal and regulatory requirements

Qualifications:

• Minimum of 4-5 years experience with a financial institution focusing on high net worth client service and sales
• Ability to successfully complete assessment of critical skills
• BS/BA degree in Business, Finance, Economics or Law desired
• Ability to obtain and maintain SAFE Act registration

Job Band:

H6

Shift:

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

Referral Bonus Amount:

0

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Job Description:

Summary of Position:

The Portfolio Management Senior Associate (PMSA) is a specialist role that has primary responsibility for assisting the Portfolio Managers in providing integrated investment advice and portfolio management services. PMSAs are investment product experts who act as an additional point of contact for clients and/or as a backup for client-facing Portfolio Managers.

The PMSA will coordinate the internal delivery of investment services through the appropriate channels within the CIO groups. Additionally, PMSAs will seek out new business opportunities from existing books of business and assist other service associates as needed.

Responsibilities:

• In addition to the ability to deliver generalist support, part of the Client Team actively supporting Portfolio Managers to meet clients' trust needs and expectations
• Support Portfolio Manager with portfolio composition analysis and in achieving asset allocation monitoring, investment policy statement quality and completeness
• Responsible for:
  • Client Presentations (i.e. Asset Allocation and Performance Reporting)
  • Investment Policy Statement Create, Update & Affirm
  • Trading
  • Account Re-balancing
  • Daily Monitoring (Non-Policy / BAC / Client-Directed Sale, etc.)
  • Compliance clean-ups
  • Reg. 9
  • Asset Allocation Monitoring, Portfolio Analysis and Stochastic Modeling
  • Idea Generation
  • Market & Platform Research
  • Administrative dues as required
  • Ensuring management of concentration documentation
• Assist in developing and/or delivering solution specific investment proposals
• Proactivity identify deepening opportunities while performing existing responsibilities and engaging in meaningful interactions
• Leverage experience and deep expertise to manage and/or execute client investment transactions
• Participate in Client Management Process (CMP) activities including supporting delivering a branded client experience and meaningful interactions
• Coordinate with Client Teams and partner to deliver an integrated service to the client and identify and resolve issues in an effective and timely manner
• ​Ensure adherence to all internal policies and compliance to legal and regulatory requirements

Qualifications:

• Minimum of 4-5 years experience with a financial institution focusing on high net worth client service and sales
• Ability to successfully complete assessment of critical skills
• BS/BA degree in Business, Finance, Economics or Law desired
• Ability to obtain and maintain SAFE Act registration

Job Band:

H6

Shift:

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

Referral Bonus Amount:

0

Job Description:

Summary of Position:

The Portfolio Management Senior Associate (PMSA) is a specialist role that has primary responsibility for assisting the Portfolio Managers in providing integrated investment advice and portfolio management services. PMSAs are investment product experts who act as an additional point of contact for clients and/or as a backup for client-facing Portfolio Managers.

The PMSA will coordinate the internal delivery of investment services through the appropriate channels within the CIO groups. Additionally, PMSAs will seek out new business opportunities from existing books of business and assist other service associates as needed.

Responsibilities:

• In addition to the ability to deliver generalist support, part of the Client Team actively supporting Portfolio Managers to meet clients' trust needs and expectations
• Support Portfolio Manager with portfolio composition analysis and in achieving asset allocation monitoring, investment policy statement quality and completeness
• Responsible for:
  • Client Presentations (i.e. Asset Allocation and Performance Reporting)
  • Investment Policy Statement Create, Update & Affirm
  • Trading
  • Account Re-balancing
  • Daily Monitoring (Non-Policy / BAC / Client-Directed Sale, etc.)
  • Compliance clean-ups
  • Reg. 9
  • Asset Allocation Monitoring, Portfolio Analysis and Stochastic Modeling
  • Idea Generation
  • Market & Platform Research
  • Administrative dues as required
  • Ensuring management of concentration documentation
• Assist in developing and/or delivering solution specific investment proposals
• Proactivity identify deepening opportunities while performing existing responsibilities and engaging in meaningful interactions
• Leverage experience and deep expertise to manage and/or execute client investment transactions
• Participate in Client Management Process (CMP) activities including supporting delivering a branded client experience and meaningful interactions
• Coordinate with Client Teams and partner to deliver an integrated service to the client and identify and resolve issues in an effective and timely manner
• ​Ensure adherence to all internal policies and compliance to legal and regulatory requirements

Qualifications:

• Minimum of 4-5 years experience with a financial institution focusing on high net worth client service and sales
• Ability to successfully complete assessment of critical skills
• BS/BA degree in Business, Finance, Economics or Law desired
• Ability to obtain and maintain SAFE Act registration

Shift:

1st shift (United States of America)

Hours Per Week:

40