Trader - Equities, Options, Mutual Funds

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Job description

Are you ready to join one of the fastest growing broker-dealer networks in financial services? (Cerulli Associates, 2020) At Atria, we support independent financial professionals and financial institution investment programs so they, in turn, can provide exceptional service to their clients and develop meaningful relationships with them.

We are looking for a Trader to join our organization. In this role, you will be responsible for for executing stock and mutual fund orders received from financial representatives. The traders work directly with the financial representatives for accuracy and completeness of order execution and are also responsible for various other market research, reports, and administrative duties.

In this position, you can work from any one of the following home office location(s):

• Cadaret Grant - Syracuse, NY
• CUSO Financial - San Diego, CA

Our offices throughout the country are the most effective environment for us to support and partner with financial professionals. At the same time, the health and safety of our team is our highest priority. Our COVID-19 Task Force actively monitors and tracks the ongoing status in each of our office locations, ensuring consistency with CDC guidelines and providing a safe and healthy work environment for our team members.

Duties and Responsibilities

• Be apprised of current market and economic conditions.
• Facilitate execution of orders called into the trading desk for equities, options and mutual funds.
• Responsible for trade approvals for equities, options and mutual funds.
• Assist with preparation and review of daily reports for the VP, Trading.
• Comprising daily trade blotters.
• Work on assigned projects from the VP Trading Manager, AVP Trading and VP Fixed Income Trader including excel macro projects and access database work. These projects should assist in creating efficiencies within throughout the department.
• Process selection of equity trades for daily time and sales review.
• Track and report department cancel rebills and errors.
• Assist with maintaining an accurate and up to date Pershing statement and confirm system (DXR).
• Update department procedures when applicable.
• Perform other duties as assigned by the AVP, Trading or VP, Trading.

Qualifications

• Bachelor's degree in business, finance or related field, or equivalent combination of education and work experience
• Previous industry related experience
• FINRA Series 6 preferred but not required
• Passion for providing a high level of customer service
• Robust communication skills and professionalism when dealing with clients, business partners and senior management
• Strong organization skills and the ability to managed multiple competing priorities
• Exceptional analytical skills, ability to solve diverse and complex problems with limited precedents or guidelines

Why work at Atria?

In addition to a competitive salary, we provide a full benefits package that includes:

• Medical insurance
• Dental insurance
• Prescription drug benefits
• Vision insurance
• Retirement savings 401(k) plan with matching
• Paid time off
• Paid holidays
• Critical illness insurance
• Veterinary pet insurance
• Employee assistance program
• Life insurance
• Short & long-term disability insurance
• Legal plan

Atria Wealth Solutions, Inc. (Atria) is a wealth management solutions holding company focused on delivering a clear path to the future of financial advice for financial professionals, financial institutions and their clients. Headquartered in New York City, Atria's broker-dealer subsidiaries empower financial institutions and independent financial professionals with a sophisticated set of tools, services, and capabilities that deepen client relationships and maximize efficiencies in their practices.

Atria's broker-dealer subsidiaries include CUSO Financial Services, L.P., Sorrento Pacific Financial, LLC, Cadaret Grant & Co., Inc., NEXT Financial Group, Inc., Western International Securities, Inc., and SCF Securities, Inc. Atria's subsidiaries together support nearly 2,500 financial professionals and over 200 financial institutions with nearly $100 billion of assets under administration. For more information, please visit .

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