AML Quality Control Analyst

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Job description

Promontory Risk Review, LLC (PRR) is seeking experienced AML Quality Control (QC) Analyst to join our growing team in Denver, Colorado.

Job Summary:

The QC Analyst is responsible for reviewing the work product from various AML engagements for compliance with internal policies and procedures, all applicable laws and regulatory guidelines.

Principal Roles:

• Perform quality control reviews of work and documentation.
• Provide feedback and assistance to AML Team Leads, as defined by engagement.
• Present issues and resolutions to various audiences including analysts, management, clients, regulatory authorities and other internal and external stakeholders.
• Identify gaps and deficiencies in internal and client processes, policies and procedures as well as create and implement corrective actions.
• Participate in the development and implementation of review policies, checklists, goals, objectives and procedures.
• Manage and support projects and departmental initiatives.
• Participate in client and senior management meetings as appropriate to discuss patterns of errors or any high-risk individual cases.
• Proactively identify and report issues to senior management.
• Develop Quality Control reporting standards.
• This job description is not intended to be all-inclusive. Employee may perform other related duties as to meet the ongoing needs of the organization.

Education:

Undergraduate degree in business, accounting, finance or a related field is required or equivalent work experience. ACAMS Certification is beneficial, but not required.

Knowledge, Skill and Ability Requirements:

• Two years of experience conducting quality control in the areas of BSA/AML reviews preferred.
• Working knowledge of various laws, regulations, and industry guidance that affect internal and financial institutions' compliance programs as it relates to the Bank Secrecy Act and USA Patriot Act.
• Experience evaluating banking transactions and conducting various types of alert and investigation reviews.
• Familiarity with various AML monitoring systems and commercial research databases.
• Experience drafting Suspicious Activity Reports.
• Experience writing business requirements, procedures and/or policy documents.
• Proven ability to independently make decisions that contribute to the success of an engagement while simultaneously protecting the interests of Promontory Risk Review.
• Highly effective communicator, both verbal and written, with strong presentation and leadership skills required.
• Must be able to work and thrive in a fast paced, high intensity, high demand and deadline driven environment.
• Demonstrate a strong sense of urgency by responding immediately to escalated issues and rapidly changing priorities.
• Must possess critical thinking, analytical and problem solving skills
• Exemplary customer service towards both internal and external parties is a requisite for this position.
• Ability to handle and accomplish multiple tasks and resolve competing priorities effectively is essential.
• Ability to deal with highly confidential information in a professional manner.
• Excellent computer skills; proficiency in Microsoft Office products.

About Promontory:

Promontory Financial Group, LLC (PFG) advises the world's leading companies on risk management including, compliance, operational, earnings, and financial risks. PFG has offices in Denver, Washington, Brussels, Dubai, Hong Kong, London, Milan, New York, Paris, San Francisco, Singapore, Sydney, Tokyo and Toronto. PRR is a subsidiary of PFG providing business process services to financial institutions. PRR offers a competitive salary and comprehensive benefits package which includes medical, dental, 401(k), paid time off, and more.

PROMONTORY RISK REVIEW, LLC IS AN EQUAL OPPORTUNITY EMPLOYER MINORITY/FEMALE/DISABILITY/PROTECTED VETERAN

Please click on link below to apply. Only candidates that apply online will be considered: