Senior IT Internal Auditor

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Job description

Job Purpose

Intercontinental Exchange (ICE) is looking for a Senior IT Auditor to be part of our corporate Internal Audit team. The Internal Audit team provides independent, objective assurance and consulting services designed to add value and improve ICE's operations. Internal Audit helps the organization accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes. This position will be responsible for developing, leading, and performing information technology (IT) audits and if needed, assisting the Sarbanes-Oxley IT controls testing. This position must be able to manage and conduct end-to-end information technology audits to support the execution of Internal Audit's (IA) annual audit plan.

Responsibilities

• Develop a thorough understanding of the Company's clearing operations.
• Assist in the risk assessment process for various functional areas.
• Perform and document control testing to support the Internal Audit Plan and SOX 404 Internal Control Assessment.
• Execute control testing and document results to support the internal audit plan and SOX 404.
• Communicate identified control deficiencies to management effectively.
• Maintain effective relationships with the internal and external contacts.
• Work on special projects as assigned.
• Evaluate the design, operational effectiveness and efficiency of IT control processes and procedures for various operational, financial and compliance processes.
• Provide recommendations to management based on observations and testing.
• Lead, perform and document all phases of IT audits including planning, fieldwork, reporting results and performing subsequent follow-up procedures.

Knowledge and Experience

• 3-5 years of experience in IT audit function or experienced IT professional.
• Understanding of IT control processes including: information security, access controls, change management and IT operations among others.
• SOX IT Audit experience
• Bachelor's degree or higher required with a commitment to maintaining or obtaining appropriate professional certification (e.g. CIA, CPA, CFE, CISA)
• CPA, CIA, CFE or CISA preferred (All ICE Internal Audit staff are required to obtain and maintain one of the preferred professional designations)
• Familiarity with regulatory auditing standards such as FFIEC IT examination handbooks is a plus.
• Programming, CAAT, and database management skills are a plus.
• Familiarity with IDEA software is a plus.
• Excellent communication and writing skills.
• Ability to perform multiple projects simultaneously.
• Travel 15-20 percent; including international travel.