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Compliance Associate

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The Bachrach Group

2021-12-03 08:58:07

Job location Boston, Massachusetts, United States

Job type: fulltime

Job industry: Banking & Financial Services

Job description

Our client is a top asset management firm. We are seeking an internal compliance and audit professional. In this role you will be responsible for the firms ongoing and annual regulatory needs.


Requirements

Bachelors or higher degree

2-4 years in a regulatory compliance role with an asset manager or professional services firm

Experience reviewing marketing materials, client due diligence request, regulatory registrations, codes of ethics etc.

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