Financial Compliance Specialist - Entry Level

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Job description

Are you interested in working for a family-oriented company that will offer stability, a great work atmosphere, and growth opportunity? Well-established and aggressively growing family-owned insurance and financial services firm has an immediate need for an entry to mid-level Account/Compliance Manager to manage a handful of existing commercial accounts ranging from 100-500 employees. This is a major growth opportunity!!!

We will train a recent Finance or Business major that is looking to grow with a great company!

Company Highlights:

• Company is family owned without the red tape of larger companies
• Open management style where your opinion will be valued
• Flexible hours and the ability to work from home on occasion
• Company will pay for and train you to earn CFP and AIF designations
• Excellent Benefits that kick in Day 1
• Open time off policy after 1 year
• A true Team/Family atmosphere
• Excellent base salary

We are looking for Account/Compliance Managers to initially start by managing 401k and 403b plans. You will be the primary point of contact for your clients and will be responsible for answering compliance related questions, creating quotes and proposals, maintaining retention of assigned accounts, acts as a liaison between client and internal departments, client enrollment and enrollment presentations, and to respond to requests for data and questions from clients.

Company will also teach you Estate Planning, Shareholder Agreements, Deferred Compensation Plans, and additional Insurance-based and financial retirement planning options.

If you want to grow into a sales producing role the opportunity is available but if you are more comfortable managing existing business that is fine as well!

In a perfect World we would like someone that has a Series 7, Series 66, or Series 65 license; but again, we will train someone with a great attitude and work ethic to obtain their licenses. We also will train you to obtain a CFP and/or AIF designation. Compensation is open depending on experience.

This is truly a unique opportunity with a great group of people. If you are interested in discussing, please send resume as a PDF or Word attachment. All communication is confidential.

Keywords: AIF, CFP, Certified Financial Planner, Series 7, Series 6, Series 66, Series 65, MBA, MBA Jobs, Masters in Business Administration, Recent College Graduate Jobs, College Graduates, Recent College Grad Jobs, Financial Services Associate, Retirement Specialist, 401k Account Manager, 403B Account Manager, Retirement Service Specialist, 401k Specialist, 401k Administrator, Retirement Plan Administrator, Financial Advisor, Financial Representative, Financial Compliance, Compliance Manager, 401k Compliance, 403B Compliance,

Job Type: Full-time

Pay: $50,000.00 - $75,000.00 per year

Benefits:

• 401(k) matching
• Dental insurance
• Flexible schedule
• Health insurance
• Paid time off
• Parental leave
• Professional development assistance
• Vision insurance

Physical Setting:

• Office

Schedule:

• Monday to Friday

Education:

• Bachelor's (Required)

License/Certification:

• Driver's License (Required)

Work Location: One location